Financial Services businesses
We have specialisms in clients regulated by the Financial Conduct Authority (FCA) and in particular Venture Capital and Private Equity businesses.
We have extensive knowledge of the additional requirements of being regulated by the FCA. We currently provide full Finance Department services to a number of clients which include:
- Preparing and submitting Annual Accounts to the FCA within 4 months of the year end
- Prepare monthly management accounts to allow you comply with the FCA rules of monitoring your capital adequacy requirements depending on your permissions from the FCA
- Preparing the information required to allow you to submit the appropriate returns on FCA’s Gabriel system
- Setting up financial processes and controls to satisfy FCA rules of monitoring the business
- Prepare procedures manuals to demonstrate the business has suitable controls in place
- Work with Compliance advisers to ensure the business is complying with any new changes in regulation
Contact Us today to discuss how we can help you with your Financial Services business.
Outsourced FD / CFO services
We can act as Finance Director or CFO for your business to provide oversight and strategy for the business.
You may require this as a temporary service where you may be in the process of recruitment a replacement following FD resignation. Recruiting the right candidate to take this role can be a lengthy process and you want to find the right person for your business. Using our outsourced FD service can relieve the pressure of making this decision and allow you time to find the right person.
Alternatively you may not want or need a full time FD, in which case using our service can offer you a more tailored solution. We can provide a part time service as your business is growing. We can be involved once a month or once a week to give you the appropriate level of Financial support that you need. Once you get bigger and decide you need an in-house FD then we would assist you in recruiting the appropriate candidate and then do a full handover.
Contact Us today to discuss our tailored outsourced FD / CFO service.
HMRC Investigations and Enquiries
Being the subject of a tax investigation or enquiry by HMRC can be a stressful and worrying experience.
We have a wealth of experience in dealing with HMRC investigations, whether they are enquiries into an individual’s Tax Return, more detailed enquiries into a company’s affairs or employer-related investigations into PAYE and P11d compliance. If you’re the subject of an investigation, we can provide expert help and support.
Contact Us today if you have need help in dealing with an HMRC investigation or enquiry